Account assets are supervised continuously and formally quarterly. Advisory personnel are assigned to each account. The review process includes each of the following items:
a. assessing client goals and objectives;
b. evaluating the employed strategy(ies);
c. monitoring the portfolio(s); and
d. addressing the need to rebalance.
Additional account reviews may be triggered by any of the following events:
a. a specific client request;
b. a change in client goals and objectives;
c. an imbalance in a portfolio asset allocation
d. market/economic conditions.
All clients will receive quarterly performance reports from FIA that summarize the client’s account and asset allocation. Quarterly reports include portfolio performance review, current positions, and current market value. Clients will also receive statements from the account custodians.